Condition Monitoring of Gearbox of an Ic Engine Using Vibration Analysis Through Signal Processing and Machine Learning Techniques
Date
2022
Authors
K.N., Ravikumar
Journal Title
Journal ISSN
Volume Title
Publisher
National Institute of Technology Karnataka, Surathkal
Abstract
Fault diagnosis of the internal combustion engine gearbox is extremely important
for enhancing the efficiency of the engine and preventing the failure of connected
components. Bearings and gear elements are the primary components of a gearbox,
which operate in a variety of dynamic conditions with varying load and speed. Because
of these severe operating circumstances, gear tooth and bearing problems occur in
gearbox parts. If these flaws are not addressed, the result is a catastrophic breakdown
of the gearbox, which is extremely costly and also causes additional risks in the
industry. Monitoring the state of the gearbox while the engine is operating is critical to
preventing damage to the other components of the engine, which is extremely useful in
order to minimize component loss. As a result, it is important to select an effective and
efficient technique for monitoring gearbox health without interfering the engine
running.
This research focuses on the condition monitoring of an engine gearbox utilizing
vibration signals with signal processing and artificial intelligence approaches. The
gearbox is investigated in both healthy and simulated defective conditions, such as gear
tooth damage and bearing defects, which occur mostly during operation. The vibration
signals from the gearbox are collected in both healthy and defective conditions and
these signals are then analyzed to determine the state of the gear and bearing. The
current research work is divided into two stages.
The initial part of the work involves identifying/detection of gearbox conditions
by analyzing vibration signals using basic signal processing techniques. To identify
gearbox conditions, signal processing methods such as time-domain analysis,
frequency domain analysis, time-frequency domain analysis, cepstrum analysis and
wavelet analysis are used. Employing vibration signals, frequency domain analysis
gave significant information on the gearbox condition. Even while signal processing
methods give diagnostic information. Assessing the signals needs expertise in the area
and these approaches are not suitable for studying nonstationary signals. Machine
learning/deep learning is one of the best alternatives for building an effective condition
iv
monitoring system for developing an autonomous fault detection system for gearboxes
based on artificial intelligence technologies.
In the second phase, artificial intelligence models are used to investigate gearbox
conditions based on vibration signals. Machine learning approaches are divided into
three stages: feature extraction, feature selection and feature classification. Statistical
features, empirical mode decomposition (EMD) features and discrete wavelet transform
(DWT) features are extracted from the vibration signals. These extracted features are
given as input to the decision tree-J48 algorithm for selecting significant features. The
classifiers such as support vector machine (SVM), K-star random forest are used to
classify the conditions of gearbox elements using selected features. Fault diagnosis
using vibration signals are carried out by making use of different set of features and
classifiers with selected features from the decision tree technique. The drawback of
manual feature extraction method is time consuming, laborious, requires expertise to
understand the features for different set of signals. To address these issues, deep
learning techniques such as convolution neural network (CNN), residual learning,
softmax classifier and long short-term method (LSTM) are used to develop an
automatic feature extraction method for fault diagnosis of gearbox.
Outcome of the machine learning techniques showed that, vibration signal-based
fault diagnosis provided better classification accuracy in classifying the gearbox
conditions. Present research work has demonstrated that discrete wavelet features
served as best features among all other features such as statistical and EMD features. It
was also observed that K-star algorithm provided better classification accuracy in
comparison to other classifiers such as SVM and random forest algorithm. Also, results
obtained from deep learning techniques provided promising classification accuracy by
adopting automatic feature extraction techniques such as CNN, residual learning and
stacked LSTM algorithm. Based on the research work, it is proposed that the
combination of wavelet feature with K-star algorithm as a classifier is the best feature-
classifier pair for diagnosis of gearbox conditions using vibration signals.
Description
Keywords
Condition monitoring, Gearbox, Vibration analysis, Machine learning techniques